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CP15/27: UCITS V implementation and other changes to the Handbook affecting investment funds [pdf]
Three sets of proposals relating to the regulation of authorised investment funds. -
Final Notice 2015: CVS Technologies Limited [pdf]
This final notice refers to breaches of PSR related to Payment Services Regulations, failing to be open and co-operative in the payment services sector. We imposed a cancellation. -
Market Watch 49 [pdf]
The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues. -
Final Notice 2015: Gamma Transfers (UK) Limited [pdf]
This final notice refers to breaches of PSR related to Payment Services Regulations, failing to be open and co-operative in the payment services sector. We imposed a cancellation. -
Credit Card Market Study Infographic [pdf]
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CP15/27: UCITS V implementation and other changes to the Handbook affecting investment funds
CP15/27: UCITS V implementation and other changes to the Handbook affecting investment funds. Consultation papers First published:. 03/09/2015. Last updated: 18/01/2017. Share page. CP15/27: UCITS V implementation and other changes to the Handbook -
Final Notice 2015: Diane Hunter t/a Village Autocare [pdf]
This final notice refers to breaches of COND and PRIN 11 related to threshold conditions, failing to be open and co-operative and lack of fitness/propriety in the consumer credit sector. We imposed a refusal. -
Mutual Societies Application Notes - New and Existing Model Rules [pdf]
This note should be used by sponsoring bodies who wish to submit a new set of model rules for acceptance or to replace an existing set of model rules under the Co-operative and Community Benefit Societies Act 2014. -
Model Rules Sponsors List [pdf]
This is a list of current sponsors of accepted Model Rule Books who wished to be included in this list. -
Mutual Societies Application Form - New and Existing Model Rules [docx]
You must use this form if you are applying for acceptance of a new set of model rules or an amendment of existing model rules under the Co-operative and Community Benefits Societies Act 2014.