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AIFM remuneration code table (SYSC 19B) [xlsx]
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RPS table for Level 2 or 3 firms (SYSC 19A) [xls]
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Final Notice 2015: Tariq Rashid [pdf]
This final notice refers to breaches of PSR, related to payment services regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation. -
Final Notice 2015: Badruzzaman Choudhury [pdf]
This final notice refers to breaches of PSR, related to payment services regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation. -
Final Notice 2015: Muhammad Ashraf [pdf]
This final notice refers to breaches of PSR, related to payment services regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation. -
Final Notice 2015: M8’s Rates Loans Limited [pdf]
This final notice refers to breaches of COND and CONC, related to threshold conditions in the consumer credit sector. We imposed a refusal. -
CP15/25: Changes to the Approved Persons Regime for insurers not subject to Solvency II: reforms for larger Non-Directive Firms, feedback on CP 15/15, forms, consequentials and transitional aspects [pdf]
The proposals in this CP15/25 should be considered in the context of the reforms set out in CP15/15 (Changes to the Approved Persons Regime for insurers not subject to Solvency II), and read alongside it. -
FS15/3: Strengthening accountability in banking: UK branches of foreign banks – Feedback on FCA CP15/10 / PRA CP9/15 [pdf]
In this Feedback Statement we report on the main issues arising from Consultation Paper 15/10 (Strengthening accountability in banking: UK branches of foreign banks) and publish the near-final rules. -
PS15/21: Changes to the Approved Persons Regime for Solvency II firms: Final rules (including feedback on CP14/25, CP15/5 and CP15/16), and consequentials relating to CP15/22 on strengthening accountability in banking [pdf]
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FOI4047 response [pdf]