Publications

Showing 13751 to 13760 of 18851 search results.

13751. fs037.pdf [pdf]

       Published: 17/07/2015

       Last modified: 20/07/2015

13752. Regulation round-up - July 2015 [pdf]

       Documents

       Published: 16/07/2015

       Last modified: 16/07/2015

13753. Final Notice 2015: Andrew Paul Condren [pdf]

       Final notices

       Published: 15/07/2015

       Last modified: 15/07/2015

       This final notice refers to breaches of FSMA related to no regulated activities for 12 months in the investment and home finance sector. We imposed a cancellation.

13754. PS15/18: FCA Competition Concurrency Guidance and Handbook amendments: Feedback on CP15/01, finalised guidance and rules [pdf]

       Policy statements

       Published: 15/07/2015

       Last modified: 15/07/2015

       In this Policy Statement we report on the main issues arising from Consultation Paper 15/01 FCA Competition Concurrency Guidance and Handbook amendments.

13755. FG15/8: The FCA's concurrent competition enforcement powers for the provision of financial services [pdf]

       Finalised guidance

       Published: 15/07/2015

       Last modified: 15/07/2015

       A guide to the FCA’s powers and procedures under the Competition Act 1998.

13756. FG15/9: Market studies and market investigation references [pdf]

       Finalised guidance

       Published: 15/07/2015

       Last modified: 15/07/2015

13757. Final Notice 2015: John Edward Duncan Field [pdf]

       Final notices

       Published: 15/07/2015

       Last modified: 15/07/2015

       This final notice refers to breaches of FIT related to lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

13758. Minutes: FCA Board 03 and 04 June 2015 [pdf]

       Meeting minutes

       Published: 15/07/2015

       Last modified: 15/07/2015

13759. Minutes: FCA Board 18 June 2015 [pdf]

       Meeting minutes

       Published: 15/07/2015

       Last modified: 15/07/2015

13760. FG15/9 - Market studies and market investigation references

       Finalised guidance

       Published: 15/07/2015

       Last modified: 07/02/2022

       On 15 January 2015 we consulted on draft guidance setting out our powers and procedures in relation to conducting market studies under FSMA or under the Enterprise Act 2002 (EA02) and referring markets to the Competition and Markets Authority for