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CP15/20: Investing in authorised funds through nominees [pdf]
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PS15/15: FCA regulated fees and levies
We are publishing rules on our 2015/16 regulatory fees and levies for the FCA, the pensions guidance levy, the Financial Ombudsman Service (ombudsman service) general levy, and MoneyHelper (formerly the Money Advice Service). -
CP15/20: Investing in authorised funds through nominees
CP15/20: Investing in authorised funds through nominees. Consultation papers First published:. 22/06/2015. Last updated: 22/06/2015. Share page. CP15/20: Investing in authorised funds through nominees. In this consultation, we propose to revoke -
GC15/4 Guidance on the FCA’s registration function under the Co-operative and Community Benefit Societies Act 2014 [pdf]
Our draft guidance sets out our views on the setting of interest rates, our concept of a ‘bona fide co-operative society’ and our names policy. -
Minutes: FCA Board 21 May 2015 [pdf]
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GC15/4 Proposed guidance on the FCA’s registration function under the Co-operative and Community Benefit Societies Act 2014
GC15/4 Proposed guidance on the FCA’s registration function under the Co-operative and Community Benefit Societies Act 2014. Guidance consultations First published:. 18/06/2015. Last updated: 18/06/2015. Share page. GC15/4 Proposed guidance on -
Final Notice 2015: Eldonian Group Ltd [pdf]
This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal. -
Final Notice 2015: Asia Resource Minerals plc (formerly Bumi plc) [pdf]
This final notice refers to breaches of LR and DTR related to listing rules breaches in the issuer sector. We imposed a fine. -
Voluntary Application for Imposition of Requirement: PDHL Limited [pdf]
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Call for Input: Regulatory barriers to innovation in digital and mobile solutions [pdf]
We have published this Call for Input to learn about specific rules and policies, either in the UK or at EU level, that are restricting innovation or that should be introduced to facilitate innovation in digital and mobile solutions.