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Showing 13961 to 13970 of 18851 search results.

  1. FOI3629 response [pdf]

    FOI releases

    Published: 22/04/2015

    Last modified: 22/04/2015

  2. Final Notice 2015: Merrill Lynch International [pdf]

    Final notices

    Published: 22/04/2015

    Last modified: 22/04/2015

    This final notice refers to breaches of SUP related to transaction reporting in the investment bank sector. We imposed a fine.

  3. FOI3785 information provided [pdf]

    FOI releases

    Published: 22/04/2015

    Last modified: 22/04/2015

  4. FOI3779 information provided [pdf]

    FOI releases

    Published: 22/04/2015

    Last modified: 22/04/2015

  5. FOI3765 information provided [pdf]

    FOI releases

    Published: 22/04/2015

    Last modified: 22/04/2015

  6. Direction under article 32 Mortgage Credit Directive Order 2015 [pdf]

    Handbook

    Published: 20/04/2015

    Last modified: 03/08/2016

    FCA power to direct timing of applications for permission and registration.

  7. Application for a Payment Institution: Qualifying holding (Controller) - Trust form [doc]

    Forms

    Published: 20/04/2015

    Last modified: 29/03/2022

    Application for a Payment Institution: Qualifying holding (Controller) - Trust form.

  8. Final Notice 2015: Stephen Allen [pdf]

    Final notices

    Published: 16/04/2015

    Last modified: 16/04/2015

    This final notice refers to breaches of FIT related to lack of fitness and propriety and failing to be open and co-operative in the general insurance and protection sector. We imposed a prohibition.

  9. Coventry Building Society: Senior Management Attestation [pdf]

    Regulated covered bonds

    Published: 16/04/2015

    Last modified: 25/05/2023

    Senior Management Attestation

  10. Mortgage Credit Directive - The authorisation process [pdf]

    Documents

    Published: 15/04/2015

    Last modified: 03/08/2016

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