Publications

Showing 13981 to 13990 of 18851 search results.

13981. Final Notice 2015: Kenneth George Carver [pdf]

       Final notices

       Published: 30/03/2015

       Last modified: 30/03/2015

       This final notice refers to breaches of MAR related to market abuse in the issuer sector. We imposed a fine.

13982. Consultation UKLA Technical Note 405.1 - Investment management agreements and independence of the board [pdf]

       Primary market

       Published: 30/03/2015

       Last modified: 30/03/2015

13983. Consultation UKLA Technical Note 407.1 - Closed-ended investment funds with multiple share classes [pdf]

       Primary market

       Published: 30/03/2015

       Last modified: 30/03/2015

13984. Consultation UKLA Technical Note 408.1 - Eligibility of closed-ended investment funds [pdf]

       Primary market

       Published: 30/03/2015

       Last modified: 30/03/2015

13985. Market Watch 47 [pdf]

       Newsletters

       Published: 30/03/2015

       Last modified: 30/03/2015

       The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

13986. UKLA Technical Note 203.2 - Compliance with the Listing Principles and Premium Listing Principles [pdf]

       Primary market

       Published: 30/03/2015

       Last modified: 30/03/2015

13987. UKLA Technical Note 633.1 - Pro forma financial information [pdf]

       Primary market

       Published: 30/03/2015

       Last modified: 30/03/2015

13988. Consultation UKLA Technical Note 410.1 - Definition of investment manager [pdf]

       Primary market

       Published: 30/03/2015

       Last modified: 30/03/2015

13989. Consultation UKLA Technical Note 308.2 - Related party transactions – Modified requirements for smaller related party transactions [pdf]

       Primary market

       Published: 30/03/2015

       Last modified: 30/03/2015

13990. UKLA Technical Note 210.1 - Cancellation of listing or transfer between listing categories – requests to waive the 20 business day notice period [pdf]

       Primary market

       Published: 30/03/2015

       Last modified: 30/03/2015