Publications
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UKLA Technical Note 404.1 - Related party transactions by closed-ended investment funds – amendment of an existing investment management agreement to cover new money [pdf]
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Consultation UKLA Technical Note 409.1 - Master-feeder structures [pdf]
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Consultation UKLA Technical Note 309.2 - Related party transactions - Content of RIS announcement [pdf]
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UKLA Technical Note 540.2 - Transactions by persons discharging managerial responsibilities and their connected persons [pdf]
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Consultation UKLA Technical Note 406.1 - Infrastructure funds [pdf]
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PS15/10: MIPRU Chapter 4 Simplification: Feedback on CP14/28 and final rules [pdf]
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UKLA Technical Note 311.1 - Discounted share issues and standard of disclosure in circulars [pdf]
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Consultation UKLA Technical Note 701.2 - Sponsors: conflicts of interest [pdf]
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UKLA Technical Note 704.2 - The sponsor’s role on working capital confirmations [pdf]
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UKLA Technical Note 310.1 - Share buybacks – novel/complex approaches and Premium Listing Principle 5 [pdf]