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Aggregate complaints data 2014 H2 [xlsx]
Aggregate sector wide firm complaints data for 2014 H2. Including opened, closed, upheld, speed of closure and redress. -
CP15/15: Changes to the Approved Persons Regime for insurers not subject to Solvency II
We are consulting on amending our regime for regulating key individuals and governance arrangements in insurers. -
PS15/9: Implementation of the Mortgage Credit Directive and the new regime for second charge mortgages, feedback to CP14/20 and final rules
PS15/9: Implementation of the Mortgage Credit Directive and the new regime for second charge mortgages, feedback to CP14/20 and final rules. Policy statements First published:. 27/03/2015. Last updated: 27/03/2015. Share page. PS15/9: -
MS14/3.3: Retirement income market study: Final report [pdf]
Confirmed findings and remedies -
Regulation round-up - March 2015 [pdf]
Regulation round-up is our monthly email to all regulated firms, updating you on the latest news which affects the sector you practice in. -
GC15/2 General guidance on the application of ex-post risk adjustment to variable remuneration [pdf]
This revised guidance consultation is intended to share the latest good practice observed in the 2014 remuneration round and clarify the FCA’s expectations on how relevant firms meet the Remuneration Code requirements on ex-post risk adjustment. -
PS15/7: Feedback and policy statement on CP14/21 in relation to joint sponsor proposals [pdf]
In this Policy Statement we report on the main issues arising from our consultations on joint sponsors. -
CP15/14: FCA Regulated fees and levies: Rates proposals 2015/16 [pdf]
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DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements [pdf]
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mifid-ii-timeline.pdf [pdf]