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Retirement income market study
In March 2015, we published the final findings of our retirement income market study and our proposed remedies. -
Firm level complaints data 2014 H2 [xlsx]
Firm level complaints data 2014 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
FCA Business Plan video 2015/16 transcript [pdf]
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Pre-contract buyer's illustration example [pdf]
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GC15/2 General guidance on the application of ex-post risk adjustment to variable remuneration
GC15/2 General guidance on the application of ex-post risk adjustment to variable remuneration. Guidance consultations First published:. 26/03/2015. Last updated: 26/03/2015. Share page. GC15/2 General guidance on the application of ex-post risk -
DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements
DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements. Discussion papers First published:. 26/03/2015. Last updated: 03/11/2016. Share page. DP15/3: Developing our approach to implementing -
PS15/7: Feedback and policy statement on CP14/21 in relation to joint sponsor proposals
Our feedback, final rules and Technical Note in response to our consultation on joint sponsors set out in CP14/21 Feedback and Policy Statement on CP14/02, Consultation on joint sponsors and call for views on sponsor conflicts. -
CP15/13: General Insurance Add-ons Market Study – Proposed Remedies: Banning opt-out selling across financial services and supporting informed decision-making for add-on buyers [pdf]
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CP15/12: Pension Wise - recommendation policy [pdf]
We publish our consultation paper on our policy for making recommendation to the designated guidance providers and the Treasury. -
CP15/12: Pension Wise - recommendation policy
We publish our consultation paper on our policy for making recommendation to the designated guidance providers and the Treasury.