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Showing 14051 to 14060 of 18852 search results.

  1. CP15/11: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule Changes [pdf]

    Consultation papers

    Published: 20/03/2015

    Last modified: 20/03/2015

  2. Final Notice 2015: Alpha Accident Claims Limited [pdf]

    Final notices

    Published: 20/03/2015

    Last modified: 20/03/2015

    This final notice refers to breaches of Threshold Conditions, PRIN 11, failing to be open and co-operative in the General Insurance Intermediary sector. We imposed a cancellation.

  3. CP15/11: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule changes

    Consultation papers

    Published: 20/03/2015

    Last modified: 07/02/2022

    The Transparency Directive (TD) principally harmonises requirements on companies regarding information disclosure.

  4. Final Notice 2015: Alberto Micalizzi [pdf]

    Final notices

    Published: 19/03/2015

    Last modified: 19/03/2015

    This final notice refers to breaches of APER 1 related to client money/assets, and lack of fitness/propriety in the asset management sector. We imposed a fine and a prohibition.

  5. TR15/4: Governance over mortgage lending strategies [pdf]

    Thematic reviews

    Published: 19/03/2015

    Last modified: 19/03/2015

    This paper reports findings from our thematic review on governance over mortgage-lending strategies.

  6. Final Notice 2015: Glocal Capital Partners Limited [pdf]

    Final notices

    Published: 19/03/2015

    Last modified: 19/03/2015

    This final notice refers to breaches of Threshold Conditions, PRIN 11 related to failing to be open and co-operative in the Designated Investment Business sector. We imposed a cancellation.

  7. TR15/4: Governance over mortgage lending strategies

    Thematic reviews

    Published: 19/03/2015

    Last modified: 29/08/2025

    Read findings on the quality of firms’ governance from a conduct perspective, when setting or amending lending strategies.

  8. Notice of Decision to Cancel: Union Securities Limited [pdf]

    Cancellation notices

    Published: 17/03/2015

    Last modified: 17/03/2015

    For the reasons set out in this Notice of Decision to Cancel, the FCA is taking action against Union Securities Limited.

  9. Notice of Decision to Cancel: Euro Commercial Trading Limited [pdf]

    Cancellation notices

    Published: 17/03/2015

    Last modified: 17/03/2015

    For the reasons set out in this Notice of Decision to Cancel, the FCA is taking action against Euro Commercial Trading Limited (formerly Financial Guarantee Limited).

  10. Notice of Decision to Cancel: Orkin Financial Services Limited [pdf]

    Cancellation notices

    Published: 17/03/2015

    Last modified: 17/03/2015

    For the reasons set out in this Notice of Decision to Cancel, the FCA is taking action against Orkin Financial Services Limited.
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