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FSCS Levy Calculation Notes 2025/26 Final Rates [pdf]
FSCS Levy Calculation Notes 2025/26 Final Rates. -
FCA's response to the Complaints Commissioner’s Annual Report 2024/25 [pdf]
The FCA responds to the Financial Regulators Complaints Commissioner’s Annual Report and provides an update on its key performance measures. -
Explanatory note for our direction for the derivatives trading obligation under Article 28a(9) MiFIR [pdf]
Explanatory statement under Article 28a(9) Markets in Financial Instruments Regulation (600/2014) (UK MiFIR) relating to the FCA Direction on the Derivatives Trading Obligation (DTO). -
Final notice 2025: Barclays Bank plc [pdf]
This Final Notice (Barclays Bank plc) refers to a breach of PRIN 2 related to failures to identify and manage financial crime risks in the Corporate Banking sector. The FCA imposed a financial penalty. -
Notice of Decision 2025: AB Finance Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation -
Final Notice 2025: Barclays Bank UK plc [pdf]
This Final Notice (Barclays Bank UK plc) refers to breaches of Principle 3 and SYSC, related to failing to gather sufficient information to detect and prevent financial crime in the Corporate Banking sector. The FCA imposed a financial penalty. -
Notice of Decision 2025: DSB Car Sales Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Memorandum of Understanding between the FCA and the scheme operator, the Financial Ombudsman Service [pdf]
This MoU provides a framework for and describes how the FCA and the Financial Ombudsman Service cooperate and consult with each other in the exercise of their roles and respective functions. -
PS25/9: New rules for the public offers and admissions to trading regime [pdf]
Our new rules to implement the new Public Offers and Admissions to Trading Regulations 2024 (POATRs). -
PS25/10: Final rules for public offer platforms [pdf]
This Policy Statement sets out our final rules for the new public offer platform (POP) regime.