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Information on non-financial misconduct surveys - June 2024
FCA provides information on non-financial misconduct surveys. -
Connect User Guide: Submitting modification by consent for COBS 8.1.1R, COLL 5.6.22R & SUP 16.23A.6(1) [pdf]
This user guide explains how to navigate to modification by consent, complete various sections of the application and how to view the direction on the FCA Register. -
Wider Implications Framework Annual Report 2023/24 [pdf]
The Wider Implications Framework was re-launched in early 2022 as a means for members of the financial services regulatory family to work with each other on issues that could have a wider impact across industry. -
Notice of Decision 2024: Stephen Connaughton [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Down Insurances Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Stephen Taylor [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: The SNR Group Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: D C Automotive Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Love Automatics Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Michael James Hitt [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.