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A roadmap to implementing the Overseas Funds Regime [pdf]
This document is issued jointly by the Treasury and the FCA to explain how the Overseas Funds Regime (OFR) is intended to be opened to European Economic Area funds authorised under the Undertakings for Collective Investment in Transferable -
Information on whistle-blowing - May 2024
FCA provides information on on whistle-blowing - May 2024. -
Notice of Decision 2024: Stuart McGregor [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
PS24/4: Rules relating to securitisation [pdf]
The FCA has outlined our approach to rules for the securitisation market in the UK, and responded to consultation feedback. -
Notice of Decision 2024: Tool Solutions Ltd [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Love Motors Ltd [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Waste Spectrum Incineration Systems Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: James Bradshaw [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
PS24/3: Consumer Credit – Product Sales Data Reporting [pdf]
This policy statement sets out our final rules and guidance for incorporating the three new Product Sales Data returns into SUP 16. -
Notice of Decision 2024: Automotive Gurus Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.