Publications
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FCA letter to Chancellor: Provision of Banking Services [pdf]
FCA letter providing an update on the initial findings of the FCA’s work to investigate public concerns about the closure of payment accounts and our planned next steps. -
Final Notice 2023: Moorland Mayfair Wealth Management [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & protection and consumer credit -
UK Payment Accounts: access and closures [pdf]
FCA report to better understand the scale and reasons for any account closures. -
Research Note international perspectives on de-risking [pdf]
The FCA’s review of publicly available information about the nature, scale and impact of de-risking. -
Final Notice 2023: Horse Insurance Services (Kerry Smith trading as) [pdf]
The FCA publishes a Final Notice referring to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & protection and -
UK Payment Accounts: access and closures
We set out key insights from our work on the provision of payment accounts to personal customers, businesses and charities. We also outline next steps. -
Information on report of sexual misconduct - September 2023
FCA provides information on report of sexual misconduct. -
Notice of Decision 2023: GB Finance UK ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of decision 2023: DQN Global Capital Partners LLP [pdf]
Notice of decision: DQN Global Capital Partners LLP Conduct: Failing to carry out regulated activities -
Information on SMF roles in the insurance sector - September 2023
FCA provides information on SMF roles in the insurance sector.