Publications

Showing 4831 to 4840 of 18811 search results.

4831. Notice of Decision 2023: Jonathan Mcpeake [pdf]

      Decision notices

      Published: 15/09/2023

      Notice of Decision: Jonathan McPeake Conduct: Failing to carry on regulated activities Breaches: N/A Subject: Firm Outcome:

4832. Notice of Decision 2023: Fast Lane Motors NI [pdf]

      Decision notices

      Published: 14/09/2023

      Conduct: Failing to carry on regulated activities   Breaches: N/A  Subject: Firm   Outcome: Cancellation   Sector:

4833. Action needed to ensure good outcomes for later life mortgage borrowers

      Multi-firm reviews

      Published: 14/09/2023

      Last modified: 14/09/2023

      Key findings of multi-firm work on later life mortgage advertising and advice.

4834. Final Notice 2023: Keith Dickinson [pdf]

      Final notices

      Published: 13/09/2023

      This Final Notice refers to breaches of APER 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and public censure. A payment of £70,000 is being made to the FSCS

4835. Final Notice 2023: Andrew John Allen [pdf]

      Final notices

      Published: 13/09/2023

      This Final Notice refers to breaches of APER 6 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and public censure. A payment of £85,606 is being made to the FSCS

4836. Notice of Decision 2023: Gainsborough Financial Services [pdf]

      Decision notices

      Published: 13/09/2023

      This Notice of Decision (Gainsborough Financial Services) refers to a failure to carry on regulated activities. We imposed a cancellation.

4837. Transcript: Improving Form A [pdf]

      Transcripts

      Published: 13/09/2023

      Find out about the improvements we're making to Form A, one of our most used authorisation application forms.

4838. PS23/13: Introducing a gateway for firms who approve financial promotions September [pdf]

      Policy statements

      Published: 12/09/2023

      This policy statementsets out our response to the feedback we received to our December 2022 consultation on introducing a gateway for firms who approve financial promotions.

4839. Notice of Decision 2023: Abel Motors Limited [pdf]

      Decision notices

      Published: 12/09/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4840. Notice of Decision 2023: James Anthony Donaldson (trading as Castle Credit Company) [pdf]

      Decision notices

      Published: 12/09/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.