Publications
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FCA response: ISSB request for information. Consultation on agenda priorities [pdf]
Our comment letter on the Government's request to respond to the ISSB’s consultation from our perspective as a securities and conduct regulator. -
Notice of Decision 2023: Strabane Car and Van Ltd [pdf]
This Notice of Decision (Strabane Car and Van Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA Board Minutes: 27 July 2023 [pdf]
Minutes of the FCA Board meeting held on 27 July 2023. -
Letter to firms on preparations to comply with the cryptoasset financial promotions regime [pdf]
This letter is addressed to all firms that intend to communicate or approve cryptoasset financial promotions. -
Firms’ preparations to comply with the cryptoasset financial promotions regime – feedback on good and poor practice
The FCA met with various regulated cryptoasset firms to understand how prepared they were. See findings and examples of good and poor practice. -
Notice of Decision 2023: Usedcars4u [pdf]
This Notice of Decision (Usedcars4u) refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Michael Wenman Limited [pdf]
This Notice of Decision (Michael Wenman Limited) refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information on loans for residential house purchases - September 2023
FCA provides information on loans for residential house purchases. -
Sanctions systems and controls: firms’ response to increased sanctions due to Russia’s invasion of Ukraine
We set out key findings from our assessments of sanctions systems and controls in financial services firms. We include examples of good practice and areas for improvement, to help firms deliver even greater compliance with sanctions. -
CP23/19: Future Regulatory Framework - The Insurance Distribution Directive [pdf]
CP23/19: Future Regulatory Framework - The Insurance Distribution Directive.