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  1. Notice of Decision 2023: J J Shannon Ltd [pdf]

    Decision notices

    Published: 05/09/2023

    Last modified: 23/10/2023

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  2. Hospitality and gifts log, April - June 2023 [pdf]

    FOI releases

    Published: 05/09/2023

    Hospitality and gifts received by the FCA’s Chairman, Executive Members of the FCA Board, Executive Committee Members and Non-Executive Directors.
  3. Review of the treatment of domestic politically exposed persons (PEPs): terms of reference [pdf]

    Corporate documents

    Published: 05/09/2023

    Terms of reference for the FCA’s review of how regulated firms treat domestic politically exposed persons (PEPs).
  4. Sam Woods: Allowances and expenses 2023-2024 [pdf]

    FOI releases

    Published: 05/09/2023

    Last modified: 05/06/2024

    Summary of allowances and expenses claimed by Sam Woods, including hospitality given outside of the FCA.
  5. Jessica Rusu: Allowances and expenses 2023-2024 [pdf]

    FOI releases

    Published: 05/09/2023

    Last modified: 05/06/2024

    Summary of allowances and expenses claimed by Jessica Rusu, including hospitality given outside of the FCA.
  6. Steve Smart: Allowances and expenses 2023-2024 [pdf]

    FOI releases

    Published: 05/09/2023

    Last modified: 05/06/2024

    Summary of allowances and expenses claimed by Steve Smart, including hospitality given outside of the FCA.
  7. David Geale: Allowances and expenses 2023-2024 [pdf]

    FOI releases

    Published: 05/09/2023

    Summary of allowances and expenses claimed by David Geale, including hospitality given outside of the FCA.
  8. Sheldon Mills: Allowances and expenses 2023-2024 [pdf]

    FOI releases

    Published: 05/09/2023

    Last modified: 05/06/2024

    Summary of allowances and expenses claimed by Sheldon Mills, including hospitality given outside of the FCA.
  9. Alice Maynard: Allowances and expenses 2023-2024 [pdf]

    FOI releases

    Published: 05/09/2023

    Last modified: 05/06/2024

    Summary of allowances and expenses claimed by Alice Maynard, including hospitality given outside of the FCA.
  10. Sheree Howard: Allowances and expenses 2023-2024 [pdf]

    FOI releases

    Published: 05/09/2023

    Last modified: 05/06/2024

    Summary of allowances and expenses claimed by Sheree Howard, including hospitality given outside of the FCA.
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