Publications

Showing 4971 to 4980 of 18811 search results.

4971. Portfolio letter: Our supervisory strategy for Principal Trading Firms [pdf]

      Portfolio letters

      Published: 04/08/2023

      This letter details our view of the most important risks arising from Principal Trading firms, what we think drives those risks, and the FCA’s supervisory focus for the next two years.

4972. Notice of Decision 2023: Waris Afzal [pdf]

      Decision notices

      Published: 03/08/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4973. Notice of Decision 2023: Michael Joseph Bentley [pdf]

      Decision notices

      Published: 03/08/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4974. The retail intermediary market data 2022

      Data

      Published: 03/08/2023

      Last modified: 04/08/2026

      This page provides the FCA's analysis of the intermediary sector in 2022 based on data drawn from the Retail Mediation Activities Return (RMAR).

4975. Notice of Decision 2023: Buchanan Financial Group Limited [pdf]

      Decision notices

      Published: 03/08/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.   

4976. The retail intermediary market 2022 underlying data [xlsx]

      Data

      Published: 03/08/2023

      Underlying data for the FCA's Retail Mediation Activities Return (RMAR) 2022.

4977. OPBAS supervisory update: Risk identification and verification [pdf]

      Corporate documents

      Published: 03/08/2023

      We asked PBSs for responses to a questionnaire focused on risk identification and verification. We wrote to Professional Body Supervisors (PBSs) with our views in June 2023.

4978. FCA letter to Chancellor: Freedom of expression and the provision of banking services [pdf]

      Correspondence

      Published: 03/08/2023

      FCA response to letter from the Chancellor on the provision of banking services.

4979. Retail intermediary market interactive analysis 2022

      Data

      Published: 03/08/2023

      Last modified: 04/08/2026

      This page provides the FCA's interactive dashboard of the intermediary sector, based on the 2022 data drawn from the Retail Mediation Activities Return (RMAR).

4980. FCA Innovation explainer video transcript [pdf]

      Transcripts

      Published: 01/08/2023

      Transcript of video explaining the FCA's 3 innovation services open to regulated and non-regulated firms including tech providers.