Publications

Showing 4991 to 5000 of 18811 search results.

4991. Information on crowdfunded firms - July 2023

      FOI releases

      Published: 31/07/2023

      Last modified: 03/01/2025

      FCA provides information on crowdfunded firms.

4992. Handbook Notice 111 [pdf]

      Handbook

      Published: 28/07/2023

      This Handbook Notice describes the changes to the FCA Handbook and other material made by the FCA Board under its legislative and other statutory powers on 29 June 2023 and 27 July 2023.

4993. Structured digital reporting for annual financial reports - Primary Market/TN/507.1 [pdf]

      Primary market

      Published: 28/07/2023

      The guidance in this Technical Note supplements DTR 4.1 on the preparation and publication of annual financial reports.

4994. Connect User Guide: How to reassign an application [pdf]

      Systems information

      Published: 28/07/2023

      This user guide explains how to reassign an application to another Connect User.

4995. Final Notice 2023: Autofinch Limited [pdf]

      Final notices

      Published: 27/07/2023

      This final notice (Autofinch Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

4996. PS23/12: Complaints against the Regulators (The FCA, PRA and the Bank of England) [pdf]

      Policy statements

      Published: 27/07/2023

      We are proposing a more detailed description of our approach to ex-gratia compensatory payments.

4997. Complaints against the Regulators (The FCA, PRA and the Bank) November 2023 [pdf]

      Corporate documents

      Published: 27/07/2023

      This document contains the details of the Scheme maintained by the Regulators to investigate complaints made against them.

4998. Transcript: BSPS redress calculator: Tools for firms [pdf]

      Transcripts

      Published: 27/07/2023

      Transcript of BSPS redress calculator video.

4999. Final Notice 2023: Lee Elrick (Trading as Autopoint Aberdeen) [pdf]

      Final notices

      Published: 27/07/2023

      This final notice (Lee Elrick (Trading as Autopoint Aberdeen)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a

5000. Final Notice 2023: Blue Castle Home Improvements Limited [pdf]

      Final notices

      Published: 27/07/2023

      This final notice (Blue Castle Home Improvements Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.