Publications

Showing 5551 to 5560 of 18814 search results.

5551. Decision Notice 2022: First Union (Europe) Limited [pdf]

      Decision notices

      Published: 20/01/2023

      This notice of decision to cancel (First Union (Europe) Limited) refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the

5552. Decision Notice 2022: Montgomery Corporate Finance Limited (Formerly Hennessy Jones Corporate Finance Limited) [pdf]

      Decision notices

      Published: 20/01/2023

      This notice of decision to cancel (Montgomery Corporate Finance Limited (Formerly Hennessy Jones Corporate Finance Limited)) refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations

5553. Decision Notice 2022: Business Support and Financial Company Ltd [pdf]

      Decision notices

      Published: 20/01/2023

      This notice of decision to cancel refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading firm sector. We imposed

5554. Information on residential mortgage sales - January 2023

      FOI releases

      Published: 20/01/2023

      Last modified: 31/12/2024

      FCA provides information on residential mortgage.

5555. Occasional Paper 63: HFTs and dealer banks: liquidity and price discovery in FX trading

      Occasional papers FCA research

      Published: 20/01/2023

      Last modified: 03/06/2026

      We characterise the liquidity provision and price discovery roles of dealers and high-frequency traders in the foreign exchange spot market.

5556. The role of High Frequency Traders in FX markets

      Research articles FCA research

      Published: 20/01/2023

      Last modified: 03/06/2026

      FCA economist Peter O’Neill and Academic Shihao Yu at Columbia University, examine the role of new High-Frequency Trading (HFT) entrants to the once bank dealer dominated Foreign Exchange market.

5557. Information on convictions obtained against individuals- January 2023

      FOI releases

      Published: 18/01/2023

      Last modified: 31/12/2024

      FCA provides information on convictions obtained against individuals.

5558. Information on enforcement investigations - January 2023

      FOI releases

      Published: 17/01/2023

      Last modified: 31/12/2024

      FCA provides information on enforcement investigations.

5559. Inside FCA Podcast: Understanding the Consumer Duty products and services outcome [mp3]

      Published: 17/01/2023

5560. Emily Shepperd, diary engagements, July-September 2022 [pdf]

      FOI releases

      Published: 17/01/2023

      External meetings (excludes meetings with regulated firms).