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  1. Information on whistleblower reports - January 2023

    FOI releases

    Published: 05/01/2023

    Last modified: 31/12/2024

    FCA provides information on whistleblower reports.

  2. Portfolio Letter: Claims Management Companies (CMCs) 2023 [pdf]

    Portfolio letters

    Published: 05/01/2023

    The FCA publishes a portfolio letter that includes the consumer duty, and an updated view of risks that CMC's pose to consumers.

  3. Information on lifetime mortgages - January 2023

    FOI releases

    Published: 04/01/2023

    Last modified: 31/12/2024

    FCA provides information on lifetime mortgages.

  4. CRAs application for certification (form) [docx]

    Forms

    Published: 29/12/2022

    Last modified: 29/12/2022

    Application for certification form for credit rating agencies (CRAs).

  5. CRAs application for registration (notes) [docx]

    Forms

    Published: 29/12/2022

    Last modified: 29/12/2022

    Application for registration notes for credit rating agencies (CRAs).

  6. Final Notice 2022: Eternal Peace Funeral Plans [pdf]

    Final notices

    Published: 23/12/2022

    This final notice (Eternal Peace Funeral Plans Ltd) refers to a failure to satisfy threshold conditions (COND) in relation to a firm within the Funeral Plans sector. We refused the firm’s application for authorisation.

  7. Cynllun iawndal i ddefnyddwyr ar gyfer cyngor anaddas i drosglwyddo allan o Gynllun Pensiwn British Steel [pdf]

    Policy statements

    Published: 22/12/2022

    Mae’r datganiad polisi hwn yn nodi rheolau terfynol ar gyfer cynllun iawndal i gyn-aelodau Cynllun Pensiwn British Steel (BSPS) a drosglwyddodd allan ohono ar ôl cael cyngor anaddas i wneud hynny.

  8. Final Notice 2022: Lyonnaise De Banque [pdf]

    Final notices

    Published: 21/12/2022

    This final notice (Lyonnaise De Banque) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in relation to a firm within the TPR. We imposed a cancellation.

  9. FCA Enterprise Act Annual Report 2021/22 [pdf]

    Corporate documents

    Published: 21/12/2022

    FCA Enterprise Act Annual Report 2021/22

  10. RPC-FCA-5228: Funeral plans regulation [pdf]

    Corporate documents

    Published: 21/12/2022

    RPC-FCA-5228: Funeral plans regulation.
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