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Information on COVID 19 BI claims brokers - December 2022
Information on Covid 19 BI claims brokers. -
Information on list of firms for each category of Part 4A permissions- December 2022
FCA provides information on list of firms for each category of Part 4A permissions. -
PS22/15: Improving outcomes in non-workplace pensions - feedback on CP21/32 and our final rules and guidance [pdf]
This policy statement covers proposals to improve outcomes for consumers with non-workplace pensions. -
CP22/25: Proposed regulatory framework for pensions dashboard service firms [pdf]
CP22/25: Proposed regulatory framework for pensions dashboard service firms. -
Our Contracts for Difference (CFD) Strategy - portfolio letter [pdf]
Reminder to firms offering contacts for difference that CFDs are highly leveraged derivatives and adverse price movements in relevant markets can lead to substantial losses for consumers. -
FCA response to the EST on a dynamic and agile approach to regulation [pdf]
FCA letter to the Economic Secretary to the Treasury on our plans to deliver a better service, with clearer expectations from the outset. -
PS22/15: Improving outcomes in non-workplace pensions
The FCA sets out the final rules to improve outcomes for consumers saving into non-workplace pensions. -
Information on enforcement investigations and authorisations applications concerning Crypto- December 2022
FCA provides information enforcement investigations. -
CP22/25: Proposed regulatory framework for pensions dashboard service firms
The FCA has set out the regulatory framework for firms that operate pensions dashboard services. -
Decision Notice 2022: A [pdf]
This Decision Notice refers to breaches of FIT related to a lack of fitness/propriety and failing to act with integrity in the Wealth Management and Private Banking sector. Our view is that a prohibition should be imposed.