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Final Notice 2022: Citigroup Global Markets Limited [pdf]
This Final Notice refers to breaches of Principle 2 of the FCA’s Principles for Businesses and Article 16(2) of the Market Abuse Regulation related to market protection and wholesale conduct in the Investment Banking and Trading Firm sector. We -
Dear CEO letter: Buy Now Pay Later (BNPL) firms [pdf]
FCA letter to Buy Now Pay Later firms warning about misleading adverts. -
Letter to British Retail Consortium about Buy Now Pay Later (BNPL) firms [pdf]
FCA letter to the British Retail Consortium warning Buy Now Pay Later firms about misleading adverts. -
FCA response to Complaint's Commissioner's Report FCA001678 [pdf]
The FCA response to Complaint's Commissioner's Report FCA0011678 -
Information on equity release mortgages sold in 2022 - August 2022
The FCA provides information equity release (lifetime mortgages) mortgages sold in 2022. -
Information on mortgage sales - August 2022
The FCA provides information on how many retirements interest only mortgages (RIOMs) have been sold to consumers between Q3 2018 and Q2 2022? -
CP22/16: OPBAS Sourcebook update [pdf]
CP22/16: Office for Professional Body Anti-Money Laundering Supervision: Sourcebook update -
Short Form A - Solo-regulated firms [docx]
Application to perform controlled functions including senior management functions. -
Cryptoasset Trust Change in Controller Form [docx]
Cryptoasset Trust Change in Controller Form -
Cryptoasset Individual Change in Controller Form [docx]
Cryptoasset Individual Change in Controller Form