Publications

Showing 5991 to 6000 of 18813 search results.

5991. Portfolio letter: FCA Supervisory strategy for the Debt Advice portfolio [pdf]

      Portfolio letters

      Published: 27/06/2022

      The FCA updates debt advice firms on the key risks they pose, outlining its expectations of how these risks should be mitigated, and sets out a supervisory strategy to ensure that firms meet its expectations.

5992. mifid-intragroup-notification-for-change-in-controller.doc [doc]

      Forms

      Published: 27/06/2022

      Last modified: 17/01/2025

      mifid-intragroup-notification-for-change-in-controller.doc

5993. Portfolio letter: FCA supervisory strategy for Mainstream Consumer Credit Lenders (MCCL) portfolio [pdf]

      Portfolio letters

      Published: 27/06/2022

      In this letter, we provide an updated view of the key risks that MCCL firms pose to their consumers and the markets in which they operate. Outline our expectations of MCCL firms, including how firms should be mitigating these key risks. Provide an

5994. PS22/7: FCA regulated fees and levies 2022/23

      Policy statements

      Published: 27/06/2022

      Last modified: 16/08/2022

      We publish our final 2022/23 regulated fees and levies including feedback on CP21/7.

5995. Information on John Swift QC's Independent Review of Interest Rate Hedging Products (IRHPs) - June 2022

      FOI releases

      Published: 27/06/2022

      Last modified: 30/11/2022

      The FCA answers multiple questions regarding John Swift QC's Independent Review of Interest Rate Hedging Products (IRHPs) - June 2022.

5996. Handbook Notice 100 [pdf]

      Handbook

      Published: 24/06/2022

      This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 1 June 2022 and 23 June 2022.

5997. FCA note of Corbin & King Ltd and others v Axa Insurance UK plc [pdf]

      Documents

      Published: 24/06/2022

      The FCA provides a summary of the High Court’s recent decision in Corbin and King v Axa. This provides further important guidance which, to some extent, supersedes the initial High Court ruling in the test case.

5998. Joint Regulatory Oversight Committee: Terms of reference [pdf]

      Corporate documents

      Published: 24/06/2022

      The Terms of Reference of the Joint Regulatory Oversight Committee (JROC)

5999. First Supervisory Notice 2022: Colbourne & Company [pdf]

      Supervisory notices

      Published: 24/06/2022

      FCA First Supervisory Notice 2022: Colbourne & Company.

6000. Infographic: Digital Unified Intelligence Environment [pdf]

      Documents

      Published: 23/06/2022

      Improving the regulation of >50k firms at scale.