Publications
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CP22/08: Protecting investors in authorised funds following the Russian invasion of Ukraine [pdf]
We are consulting on proposals to address the potential harm caused by the exposure that UK authorised retail funds have to affected investments. -
Final Notice 2022: Michael Mendonca Nascimento [pdf]
This Final Notice (Michael Mendonca Nascimento) refers to breaches of FIT. We imposed a prohibition. -
Aggregate complaints data to 2021 H2 [xlsx]
Aggregate sector wide firm complaints data for 2021 H2. Including opened, closed, upheld, speed of closure and redress. -
Firm level complaints data 2021 H2 [xlsx]
Firm level complaints data 2021 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
Aggregate complaints data: 2021 H2
This page focuses on complaints that financial services firms reported to us during the first half (H2) of 2021, between 1 July and 31 December 2021. This includes the latest trends and analysis by product group. -
Information on firms sanctioned for greenwashing - April 2022
The FCA provides information on greenwashing. -
Information on Defined Benefit transfer permissions - April 2022
The FCA answers multiple questions on defined benefit transfer permissions. -
Financial promotions quarterly data 2022 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for January 2022 to 31 March 2022. -
Second Supervisory Notice 2022: Integrity Protect No 1 Limited [pdf]
Second Supervisory Notice 2022: Integrity Protect No 1 Limited -
PS22/4: Temporary asset retention requirement for certain firms subject to the proposed British Steel Pension Scheme consumer redress scheme [pdf]
PS22/4: Temporary asset retention requirement for certain firms subject to the proposed British Steel Pension Scheme consumer redress scheme.