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Portfolio Letter: Our custody and fund services supervision strategy [pdf]
FCA Portfolio Letter: Our custody and fund services supervision strategy. -
Information on Appointed representatives and firms authorised to advise on mortgages - March 2022
The FCA provides data on Appointed representatives and firms authorised to advise on mortgages. -
Research Note: Do consumers understand the risks associated with different ways of saving? [pdf]
For consumers to be able to make good saving decisions, it is important that they understand the risks and potential returns associated with different ways of saving. -
Research Note: Do consumers understand the risks associated with different ways of saving?
We use the FCA’s Financial Lives survey to explore the extent to which consumers understand the risks and potential returns associated with different ways of saving. -
Transaction reporting validation rules [xlsx]
Transaction reporting validation rules. -
Information on super complaints received by the FCA - March 2022
The FCA answers questions regarding super complaints it has received. -
Warning Notice Statement 22/2 [pdf]
On 17 January 2022, the Financial Conduct Authority (the FCA) gave Metro Bank plc and certain individuals a warning notice each, proposing to take action in respect of the conduct summarised in this statement. -
Information on the FCA response to the Swift Report - March 2022
The FCA provides information on its response to the Swift Report on the FCA supervisory intervention on IRHPs -
The FCA’s response to the Complaints Commissioner’s Report into our oversight of LCF - 15 March 2022 [pdf]
The FCA’s response to the Complaints Commissioner’s Report into our oversight of LCF - published on 15 March 2022. -
Information on fines for lack of voice recording compliance - March 2022
The FCA provides information on fines for lack of voice recording compliance.