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Final Notice 2022: Wolves Trade Centre Ltd [pdf]
This final notice (Wolves Trade Centre Ltd) refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation. -
Information on Anti Money Laundering investigations in 2021 - February 2022
The FCA answers multiple questions regarding AML investigations in 2021 and enforcement actions. -
FG22/1: The FCA's approach to the review of Part VII insurance business transfers [pdf]
This guidance sets out the Financial Conduct Authority’s (FCA) approach to reviewing insurance business transfer schemes under Part VII of the Financial Services and Markets Act 2000 (FSMA) (Part VII transfers or schemes). -
Final Notice 2022: Matza & Co Limited [pdf]
This final notice refers to a failure to satisfy the effective supervision threshold condition (COND) in the consumer credit sector. We imposed a cancellation. -
Transfers out of the Armed Forces Compensation Scheme - February 2022
The FCA provides information information regarding how many people have transferred out of the Armed Forces Compensation Scheme. -
Information on authorisations for active and passive managers - February 2022
The FCA provides data on the number of authorisations for active managers versus passive managers. -
FG22/1: The FCA’s approach to the review of Part VII insurance business transfers
We set out our expectations on the steps for firms to take to make sure conduct issues are properly considered in Part VII transfers. -
Final Notice 2022: AHM Automotive Limited [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation. -
CP22/3: Pensions dashboards: proposed rules for pension providers [pdf]
The focus of this paper is the FCA’s responsibilities in delivering pensions dashboards, but we are just one of many organisations involved. -
Transcript of Jessica Rusu speaking at our RegTech Forum [pdf]
Jessica Rusu, FCA Chief Data, Information & Intelligence Officer spoke at our RegTech Forum – FCA Approach to Innovation & SupTech on 10 February 2022