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Sheree Howard, Executive Director Risk & Compliance Oversight, diary engagements, October – December 2021 [pdf]
Sheree Howard, Executive Director Risk & Compliance Oversight, diary engagements, October – December 2021 -
Richard Lloyd, Non-Executive Director, diary engagements, October - December 2021 [pdf]
External meetings excluding meetings with regulated firms, 1 October - 31 December 2021. -
Charles Randell - Chairman, External, Board & Executive Committee Meetings for 1 October - 31 December 2021 [pdf]
Charles Randell - Chairman, External, Board & Executive Committee Meetings for 1 October - 31 December 2021 -
Jeanette Lichner - Non-Executive Director, External, Board & Executive Committee Meetings for 1 October - 31 December 2021 [pdf]
Jeanette Lichner - Non-Executive Director, External, Board & Executive Committee Meetings for 1 October - 31 December 2021 -
Sarah Pritchard, Executive Director, Markets, diary engagement, October - December 2021 [pdf]
External meetings excluding meetings with regulated firms, 1 October - 31 December 2021. -
Stephanie Cohen, Chief Operating Officer, diary engagements, October - December 2021 [pdf]
External meetings excluding meetings with regulated firms, 1 October - 31 December 2021 -
First Supervisory Notice 2021: Morgan Ingram Associates Limited [pdf]
This first supervisory notice concerns the FCA’s use of its power of intervention in respect of the firm terminating its relationships with the following Appointed Representatives (“ARs”) under their respective AR agreements. -
Dear CEO letter: Insurers: Insurance costs for multi-occupancy buildings [pdf]
We expect firms to consider what actions they can take to help leaseholders, and will support the industry in developing solutions to improve the situation for those impacted. -
Dear CEO letter: Intermediaries: Insurance costs for multi-occupancy buildings [pdf]
What we expect from firms, steps they should take if acting under delegated authority and when intermediating, and what we are doing to help on this issue. -
Firm Details Attestation (FDA) since January 2021 - January 2022
The FCA responds to multiple questions on Firm Details Attestation.