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Memorandum of Understanding (Credit Rating Agencies): FCA and the Comissão de Valores Mobiliários [pdf]
Memorandum of Understanding (Credit Rating Agencies): FCA and the Comissão de Valores Mobiliários -
Article 4 Information Form [docx]
MiFID members of the management body and key function holders - Article 4 Information Form (SMR) -
Report of the Independent Review into the FSA and FCA’s supervisory intervention on Interest Rate Hedging Products (IRHP) - FCA response [pdf]
Report of the Independent Review into the FSA and FCA’s supervisory intervention on Interest Rate Hedging Products (IRHP) - FCA response. -
Commentary on Mortgage lending statistics Q3 2021
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2021 Q3. -
Independent Review of Interest Rate Hedging Products (IRHPs) - Final Report [pdf]
Independent Review of Interest Rate Hedging Products (IRHPs) - Final Report. -
FOI8809 Annex [pdf]
The FCA provides a list of solo regulated firms in the UK that provide any form of customer credit. -
FOI8784 annex [xlsx]
The FCA responds to a request for a list of organisations regulated for debt collection by the FCA for 2016 to 2021. -
Agreed Statment of Facts between between the Financial Conduct Authority and National Westminster Bank Plc [pdf]
This is a Statement of Facts, agreed between the Financial Conduct Authority and National Westminster Bank Plc about the commission by NatWest of offences of failing to comply with the Money Laundering Regulations 2007 -
Information about FCA investigations - December 2021
The FCA provides data on its investigations for 2021 and 2020. -
Organisations regulated for debt collection 2016 - 2021 - December 2021
The FCA provides a list of organisations regulated for debt collection by the FCA in 2017