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Certification - Form B [docx]
Certification - Form B - Application for a TV or radio service certificate -
Certification - Form C [docx]
Certification - Form C - Application for news or information service certificate -
Certification Form A [docx]
Certification Form A - Application for a periodical publication certificate -
Final Notice 2021: Roman Claims Limited [pdf]
This final notice refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation. -
Handbook Notice 93 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 21 October 2021, 2 November 2021 and 25 November 2021. -
Cancellation of Part 4A permission form [docx]
Cancellation of Part 4A permission form -
Variation of Permission application for Insurance Business, Banking, Electronic Money, Lloyd's Market and Funeral Plan Providers - Notes [docx]
Variation of Permission application for Insurance Business, Banking, Electronic Money, Lloyd's Market and Funeral Plan Providers - Notes -
Variation of Permission (VOP) for Insurance Business, Banking, Electronic Money, Lloyd's Market and Funeral Plan Providers [docx]
Variation of Permission (VOP) for Insurance Business, Banking, Electronic Money, Lloyd's Market and Funeral Plan Providers -
Form E - Internal transfer of a permission performing a controlled function for dual-regulated firms [docx]
Form E - Internal transfer of a permission performing a controlled function for dual-regulated firms -
Variation of Permission (VOP) for Investment Business - Notes [docx]
Variation of Permission (VOP) for Investment Business - Notes