Publications

Showing 6611 to 6620 of 18816 search results.

6611. First annual attestation form for the GI pricing rules [pdf]

      Forms

      Published: 19/11/2021

      Example attestation form related to price setting for GI firms for the first year

6612. Cover letter for Qualtrics survey for GI pricing attestation [pdf]

      Correspondence

      Published: 19/11/2021

      Attesting compliance with the requirements in ICOBS 6B effective 1 January 2022

6613. Final Notice 2021: Convert My Conservatory [pdf]

      Final notices

      Published: 18/11/2021

      This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

6614. Final Notice 2021: Car Finance Today Limited [pdf]

      Final notices

      Published: 18/11/2021

      This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

6615. CP21/30: Debt packagers: proposals for new rules [pdf]

      Consultation papers

      Published: 17/11/2021

      Our proposals aim to reduce the risk that consumers get non-compliant debt advice that is biased towards debt solutions which may not meet the needs of consumers but that generate referral fees for the debt advice firm

6616. Letter to Unite General Secretary 16 November 2021 [pdf]

      Correspondence

      Published: 17/11/2021

      We write to Unite General Secretary to respond to request for voluntary recognition.

6617. CP21/30: Debt packagers: proposals for new rules

      Consultation papers

      Published: 17/11/2021

      Last modified: 02/06/2023

      We seek views on proposed new rules to ban debt packagers from receiving referral fees from debt solution providers.

6618. Annex 4 Benchmarks Regulation – Notice of proposed modifications [pdf]

      LIBOR notices

      Published: 16/11/2021

      Annex 4 Benchmarks Regulation – Notice of proposed modifications

6619. FS21/11: Feedback Statement: Article 23D BMR Decision for 6 sterling and yen LIBOR versions [pdf]

      Feedback statements

      Published: 16/11/2021

      Our feedback on responses to our proposal to use our Article 23D(2) powers introduced through amendments to the Benchmarks Regulation (BMR)

6620. Market Watch 68

      Newsletters

      Published: 16/11/2021

      Last modified: 19/11/2021

      In this Market Watch we discuss web-based trading platforms, which are widely used for Rates and Fixed Income products and share our concerns about gaps in users’ surveillance of web-based platform activity.