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Information relating to claims management company (CMC) authorisation - October 2021
The FCA responds to questions on the FCA’s register and claims management company (CMC) authorisation. -
Update on FCA's consideration of LV and Bain Capital transaction [pdf]
The FCA has confirmed its non-objection to LV taking forward its next steps towards asking its members for their views on de-mutualisation. -
Information on FCA enforcement investigations - October 2021
The FCA provides data on open FCA enforcement investigations. -
PS21/14: A new authorised fund regime for investing in long term assets [pdf]
We set out our rules that enable open-ended funds to invest more efficiently in long-term illiquid assets. -
PS21/14: A new authorised fund regime for investing in long term assets
We set out our rules that enable open-ended funds to invest more efficiently in long-term illiquid assets. -
Handbook Notice 92 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 30 September 2021 and 21 October 2021. -
FG21/5: General guidance on the application of ex-post risk adjustment to variable remuneration [pdf]
The main purpose of this guidance is to set out the FCA's expectations of the way in which firms comply with the requirements on ex-post risk adjustment. -
MIFIDPRU Remuneration Code: Material Risk Takers Template [xlsx]
This table is a tool for firms to keep a record of assessment of which staff are identified as Material Risk Takers as required by SYSC 19G.5.2.R -
Remuneration Policy Statement Template [docx]
This Remuneration Policy Statement template is a tool for firms to document their remuneration policies and practices. -
Inside FCA Podcast Sacha Sedan transcript [pdf]
Read the Inside FCA Podcast transcript interview with Sacha Sedan on sustainability and climate change