Publications

Showing 6761 to 6770 of 18814 search results.

6761. Numbers of notices of ceasing to perform senior management functions and controlled functions received by the FCA

      FOI releases

      Published: 19/09/2021

      Last modified: 25/10/2022

      FCA provided numbers of notices of ceasing to perform senior management functions, and controlled functions, received by the FCA

6762. Final Notice 2021: Principal Claims Management Services Limited [pdf]

      Final notices

      Published: 17/09/2021

      This final notice (Principal Claims Management Services Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s

6763. Final Notice 2021: Jon Frensham (formerly known as Jonathan James Hunt) [pdf]

      Final notices

      Published: 17/09/2021

      This Final Notice (Jon Frensham, formerly known as Jonathan James Hunt) refers to breaches of FIT by a financial adviser. We imposed a prohibition.

6764. Final Notice 2021: Active Claims (UK) Ltd [pdf]

      Final notices

      Published: 16/09/2021

      This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator in the claims management sector. We refused the firm’s application for authorisation.

6765. Information regarding the FCA credit card market study - September 2021

      FOI releases

      Published: 16/09/2021

      Last modified: 25/10/2022

      The FCA answers multiple questions regarding its Credit card market study: MS14/6.

6766. Infographic 4: Consumer Investment Strategy road map [pdf]

      Documents

      Published: 15/09/2021

      This road map looks at the FCA's work on mainstream investments, high risk investments, scams and frauds, redress.

6767. Infographic 2: Consumer Investment Strategy - The consumer investments market at a glance [pdf]

      Documents

      Published: 15/09/2021

      This infographic looks at consumer investments, distribution channel, the advisors and complaints.

6768. Infographic 1: Consumer Investment Strategy - Creating the right environment for consumers to invest [pdf]

      Documents

      Published: 15/09/2021

      This infographic looks at cash deposits, mainstream investments, higher risk investments and scams and fraud.

6769. Infographic 3: Poor advice [pdf]

      Published: 15/09/2021

      Looking at the different ways that poor advice is paid for.

6770. Consumer investments data review April 2020 - March 2021

      Data

      Published: 15/09/2021

      Last modified: 13/06/2023

      A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021.