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Green FinTech Challenge Application [pdf]
Green FinTech Challenge Application -
Consumer Investments: Strategy and Feedback Statement
The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. -
Commentary on Mortgage lending statistics Q2 2021
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2021 Q2. -
Warning Notice Statement 21/1 [pdf]
The Financial Conduct Authority (the FCA) gave three individuals warning notices on 16 July 2021 proposing to take action in respect of conduct summarised in this statement. -
CP21/28: New cancellation and variation power: Changes to the Handbook and Enforcement Guide [pdf]
We are seeking views on the third tranche of our proposed rules to introduce the Investment Firms Prudential Regime (IFPR), a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID). -
Final Notice 2021: Master FinCapital Limited [pdf]
This final notice refers to failure to conduct regulated activities. We imposed a cancellation. -
Dear CEO letter: Trade Finance Activity [pdf]
Dear CEO letter: Trade Finance Activity -
Numbers of CASS audit opinions received by the FCA
The FCA provides information on the numbers of CASS audit opinions received -
First Supervisory Notice 2021: Sentor Solutions Commercial Limited [pdf]
This FSN (Sentor Solutions Commercial Ltd) concerns the FCA’s use if its power of intervention in respect of a firm failing to pay due regard to the interests of its customers and treat them fairly. -
FCA response to the Complaints Commissioner's Report: FCA00939 [pdf]
FCA response to the Complaints Commissioner's Report: FCA00939