Publications
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Implementing the recommendations from the Independent Reviews - update [pdf]
We are setting out the work undertaken to July 2021 to implement the Recommendations and Lessons from the Independent Investigation into the Financial Conduct Authority's Regulation of London Capital & Finance plc (the Gloster Report) and the -
Investment management data – Annual Report 2020/21
In our 2020/21 Business Plan, we made a commitment to provide a range of metrics to assess the impact of actions put in place since our Asset Management Market Study in 2016. -
Trade transparency and market liquidity data 2020/21
Our 2020/21 trade transparency and market liquidity data. -
Modern Slavery and Human Trafficking Statement for the year ending 31 March 2021 [pdf]
This statement sets out the steps that the FCA has taken to get assurance that slavery and human trafficking are not taking place in its supply chains and its own business. -
Our Annual Report and Accounts 2020/21
The Annual Report and Accounts 2020/21 shows how the FCA's work over the last year has met its objectives and delivered the key priorities in its Business Plan 2020/21. -
The Financial Conduct Authority’s response to the Complaints Commissioner’s Annual Report 2020/21 [pdf]
For the year ended 31 March 2021. Presented to Parliament pursuant to section 87 of the Financial Services Act 2012 (as amended by the Small Business, Enterprise and Employment Act 2015). -
CP21/22: LIBOR transition and the derivatives [pdf]
We are consulting on the derivatives trading obligation (DTO) and we want to know what you think of our proposal to modify it and the liquidity analysis supporting it. -
Final Notice 2021: Matthew Andrew Creed [pdf]
This Final Notice (Matthew Andrew Creed) refers to breaches of FIT by a financial adviser. We imposed a prohibition -
Business Plan 2021/22
Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance. -
Provident Personal Credit Limited Letter of Concerns [pdf]
We refer to the Company's application to the High Court of Justice of England and Wales for an order sanctioning the Scheme. We are writing to confirm to the Company the FCA's position in respect of the Scheme.