Publications

Showing 7021 to 7030 of 18816 search results.

7021. Dear CEO letter: Maintaining adequate client money arrangements - general insurance intermediaries [pdf]

      Dear CEO letters

      Published: 02/07/2021

      Dear CEO letter: Maintaining adequate client money arrangements - general insurance intermediaries.

7022. PS21/7: FCA regulated fees and levies 2021/22 [pdf]

      Policy statements

      Published: 01/07/2021

      We are publishing 2021/22 periodic regulatory fees as well as feedback on responses on draft fees and levies rules in CP21/08.

7023. PS21/7: FCA regulated fees and levies 2021/22

      Policy statements

      Published: 01/07/2021

      Last modified: 16/07/2021

      We publish our final 2021/22 regulated fees and levies including feedback on CP21/8.

7024. Review of host Authorised Fund Management firms

      Multi-firm reviews

      Published: 30/06/2021

      Last modified: 05/08/2021

      We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.

7025. PS21/6: Implementation of Investment Firms Prudential Regime [pdf]

      Policy statements

      Published: 29/06/2021

      This is the first Policy Statement we will issue to introduce the IFPR. It summarises feedback received to CP20/24, our response and sets out near-final rules

7026. Mortgages Product Sales Data (PSD) monthly tables 2020 [xlsx]

      Data

      Published: 29/06/2021

      The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages sector submit product transaction data to us. These tables are for 2020.

7027. Retail Investments Product Sales Data (PSD) Tables 2020 [xlsx]

      Data

      Published: 29/06/2021

      The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the retail investments sector submit product transaction data to us quarterly. These tables are for 2020.

7028. Mortgages Product Sales Data (PSD) quarterly tables 2020 [xlsx]

      Data

      Published: 29/06/2021

      The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages sector submit product transaction data to us quarterly. These tables are for 2020.

7029. Product Sales Data Pure Protection Contracts Tables 2020 [xlsx]

      Data

      Published: 29/06/2021

      The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. These table are for 2020.

7030. Dear CEO Letter: (Retail Banks portfolio only) common control failings identified in anti-money laundering frameworks in retail banks (2021) [pdf]

      Dear CEO letters

      Published: 29/06/2021

      Dear CEO Letter: (Retail Banks portfolio only) common control failings identified in anti-money laundering frameworks in retail banks (2021).