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CP21/16: Quarterly Consultation Paper No. 32
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. -
Disclosure of financial interests [pdf]
Equity or bond investments held by Board and Executive Committee members (or members of their close family) in firms whose principal business is FCA regulated. -
Directorships and other positions [pdf]
Positions currently held, or held during the previous 5 years, by Board and Executive Committee members. -
AIFM Remuneration Code (SYSC 19B of the Handbook) [docx]
This is a template to help full-scope UK AIFMs complete a Remuneration Policy Statement. -
FCA response to the Complaints Commissioner's Report: FCA00756 [pdf]
FCA response to the Complaints Commissioner's Report: FCA00756 -
Remuneration Policy Statement (RPS) Table for AIFMs [xlsx]
Use this table to keep a record of AIFM Remuneration Code Staff identified for the current performance year, as required ESMA guidelines on remuneration policies under the AIFMD. -
Handbook Notice 88 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 27 May 2021. -
Market Watch 67
Newsletter on market conduct and transaction reporting issues. -
PS21/5: General insurance pricing practices market study [pdf]
Our general insurance pricing practices market study found that the home and motor insurance markets are not working well for all consumers. -
Letter to TSC regarding LF Woodford Equity Income Fund investigation [pdf]
FCA Chief Executive, Nikhil Rathi updates the Treasury Select Committee on our investigation into the circumstances relating to the suspension of the LF Woodford Equity Income Fund