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Sheree Howard - Executive Director of Risk and Compliance Oversight external meetings 1 January - 31 March 2021 [pdf]
Sheree Howard - Executive Director of Risk and Compliance Oversight external meetings 1 January - 31 March 2021. -
Nausicaa Delfas - Executive Director of International, External, Board & Executive Committee Meetings for 1 January - 31 March 2021 [pdf]
Nausicaa Delfas - Executive Director of International, External, Board & Executive Committee Meetings for 1 January - 31 March 2021 -
Emily Shepperd - Executive Director of Authorisations, External, Board & Executive Committee Meetings for 1 January - 31 March 2021 [pdf]
Emily Shepperd - Executive Director of Authorisations, External, Board & Executive Committee Meetings for 1 January - 31 March 2021 -
Charles Randell - Chairman, External, Board & Executive Committee Meetings for 1 January - 31 March 2021 [pdf]
Charles Randell - Chairman, External, Board & Executive Committee Meetings for 1 January - 31 March 2021 -
FCA OIREQ/ OIVOP and Enforcement investigations data - May 2021
The FCA provides data about FCA cases on OIREQ /OIVOP and Enforcement investigations into insider dealing. -
Information on firms applying for permission to trade as general insurance brokers - May 2021
The FCA provides average mean data about firms applying for permission to trade as a general insurance broker (selling non-investment insurance contracts). -
Insider dealing cases recorded January 2018 to April 2021 - May 2021
The FCA provides information on new insider dealing investigations recorded up until 12 April 2021. -
Handbook Notice 87 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 25 March 2021 and 29 April 2021. -
CP21/10: Investor protection measures for special purpose acquisition companies: Proposed changes to the Listing Rules [pdf]
In this consultation paper, we are proposing changes to aspects of our Listing Rules that apply to special purpose acquisition companies. -
Data on complaints against FCA staff - April 2021
The FCA provides information relating to complaints data supplied under reference FOI7927.