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CP21/9: Changes to UK MIFID’s conduct and organisational requirements [pdf]
FCA consultation paper (CP21/9) on changes to UK MIFID’s conduct and organisational requirements. -
Information about the UK mortgage markets - April 2021
The FCA provides mortgage market data that it collects. -
Supporting innovation in financial services: the digital sandbox pilot [pdf]
In this report, we provide an overview of the digital sandbox pilot, evaluate how it was used by participants, and the key lessons learned for future iterations. -
Final Notice 2021: Unicorn Auto Services Limited [pdf]
This final notice Unicorn Auto Services Limited refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for -
Request for detailed Product Salres Data mortgage data - April 2021
The FCA provides the detailed Product Sales Data for mortgages. -
Quarterly KPI September 2020 [pdf]
FCA key performance indicators - September 2020. -
FCA letter of concerns in relation to Provident's proposed scheme of arrangement [pdf]
The FCA attended the court hearing to outline a number of concerns it has with the Scheme, which were also provided to the firm in a letter prior to the court hearing -
Payment institution applications - April 2021
The FCA provides information on applications received for Registrations and Authorisations under PSRs 2009 and PSRs 2017. -
Final Notice 2021: Dylan Mitchell (trading as Snap-on, Snap-on Diagnostics, Snap-on Tools) [pdf]
This final notice (Dylan Mitchell) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Final Notice 2021: Alistair Shields (trading as Royal Oak Car Sales) [pdf]
This final notice (trading as Royal Oak Car Sales) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.