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Final Notice 2021: A3 Medical Limited [pdf]
This final notice (A3 Medical Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Final Notice 2021: Autolegend Ltd [pdf]
This final notice (Autolegend Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation -
Final Notice 2021: Rockin Vans Ltd [pdf]
This final notice (Rockin Vans Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
FCA response to Complaints Commissioner's report FCA00878 [pdf]
FCA response to Complaints Commissioner's report FCA00878. -
CP21/8: FCA regulated fees and levies: rates proposals 2021/22 [pdf]
We are consulting on FCA periodic fees rates for the next financial year (2021/22) and further FCA fees policy proposals. -
Progress of the FCA’s Transformation Programme [pdf]
Letter from Charles Randell to John Glen MP, Economic Secretary to the Treasury on progress of the FCA’s transformation programme. -
Final Notice 2021: Alsford Page & Gems Limited [pdf]
This Final Notice refers to breaches of PRIN 3 and PRIN 6 related to Appointed representative sales of extended warranty insurance products in the General Insurance and Protection sector. We imposed a public censure. -
List of firms listed as members of the FSCS levy subgroups - April 2021
FCA provides a response regarding FSCS levy subgroups. -
MIFIDPRU application forms [pdf]
MIFIDPRU application forms -
Reporting forms for CP2 [pdf]
Reporting forms for CP2