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Showing 7301 to 7310 of 18816 search results.

  1. Reporting instructions for CP2 [pdf]

    Documents

    Published: 19/04/2021

    Reporting instructions for CP2

  2. CP21/7: A new UK prudential regime for MiFID investment firms [pdf]

    Consultation papers

    Published: 19/04/2021

    We are seeking views on the second tranche of our proposed rules to introduce the Investment Firm Prudential Regime.

  3. MIFIDPRU notification forms [pdf]

    Forms

    Published: 19/04/2021

    MIFIDPRU notification forms

  4. Option price template for notification [xlsx]

    Documents

    Published: 19/04/2021

    Option price template for notification

  5. CP21/7 A new UK prudential regime for MiFID investment firms

    Consultation papers

    Published: 19/04/2021

    Last modified: 01/06/2021

    We are consulting on our second phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).

  6. First Supervisory Notice 2021: Finteractive Limited [pdf]

    Supervisory notices

    Published: 16/04/2021

    This First Supervisory Notice concerns the FCA’s use if its power of intervention in respect of a firm operating post-Brexit under the Temporary Permissions Regime

  7. Gender divide in controlled functions - April 2021

    FOI releases

    Published: 16/04/2021

    Last modified: 25/10/2022

    The FCA provides data on gender divide in controlled functions.

  8. Information on FCA Evaluation of the impact of the Retail Distribution Review - April 2021

    FOI releases

    Published: 16/04/2021

    Last modified: 25/10/2022

    The FCA provides details on the surveys for the Retail Distribution Review and the Financial Advice Market Review.

  9. FOI 7364 Response [pdf]

    FOI releases

    Published: 15/04/2021

    FOI 7364 Response

  10. FOI 7269 Response [pdf]

    FOI releases

    Published: 15/04/2021

    FOI 7269 Response
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