Publications
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Sponsors - Guidance on the competence requirements set out under UKLR 24.4.12R(2)(b) – Primary Market / TN / 714.6 [pdf]
Technical note -
Sponsors - Application of principle to deal with the FCA in an open and co-operative manner – Primary Market / TN / 713.3 [pdf]
Technical note -
Substitution of issuer of debt securities - Primary Market/PN/911.3 [pdf]
Substitution of issuer of debt securities - Primary Market/PN/911.3 -
Schemes of arrangement and reconstructions - Primary Market/PN/913.3 [pdf]
Schemes of arrangement and reconstructions - Primary Market/PN/913.3 -
Fungible securities - Primary Market/TN/609.1 [pdf]
Fungible securities - Primary Market/TN/609.1 -
Preparation and presentation of protected forward-looking statements - Primary Market/TN/639.1 [pdf]
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Supplementary prospectuses - Primary Market/TN/605.5 [pdf]
Supplementary prospectuses - Primary Market/TN/605.5 -
Level of disclosure for securities subject to conversion or write-down powers – Primary Market / TN / 637.2 [pdf]
Technical note -
Order of information in the prospectus – Primary Market / TN / 636.2 [pdf]
Technical note -
Disclosure of "lock-up" agreements and restrictions on the transfer of securities - Primary Market/TN/522.5 [pdf]