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  1. FOI7444 response [pdf]

    FOI releases

    Published: 15/04/2021

    FOI7444 response

  2. FOI7269 annex [pdf]

    FOI releases

    Published: 15/04/2021

    FCA FOI7269 annex.

  3. Final Notice 2021: Simon John Varley [pdf]

    Final notices

    Published: 15/04/2021

    This Final Notice refers to Section 63A FSMA and breaches relating to APER 1 and FIT relating to a lack of honesty and integrity in the investment advisory sector. We imposed a fine and a prohibition.

  4. FOI 7652 response annex [pdf]

    FOI releases

    Published: 15/04/2021

    FOI 7652 response annex

  5. FOI7747 response annex [pdf]

    FOI releases

    Published: 15/04/2021

    FOI7747 response annex

  6. FOI7728 response annex [pdf]

    FOI releases

    Published: 15/04/2021

    FOI7728 response annex

  7. FOI7788 response annex b [pdf]

    FOI releases

    Published: 15/04/2021

    FOI7788 response annex b

  8. FOI 7604 information provided [pdf]

    FOI releases

    Published: 15/04/2021

    FOI 7604 information provided

  9. FOI7788 response annex A [pdf]

    FOI releases

    Published: 15/04/2021

    FOI7788 response annex

  10. OPBAS Update: Regulation 46A (Publication of Annual Reports) [pdf]

    Documents

    Published: 15/04/2021

    Last modified: 04/07/2022

    This update is intended to aid the PBSs in drafting their annual reports, as required by Regulation 46A.
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