Publications
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Feedback statement: Advising on pension transfers [pdf]
Summary of feedback received to GC20/1 Advising on pension transfers. -
FG21/3: Advising on pension transfers
This Finalised Guidance (FG) provides non-Handbook guidance to help advisers understand our expectations when advising on pension transfers and conversions. -
Authorised Payment Institution (API) licences questions - March 2021
The FCA responds to multiple questions regarding API licences in 2021 and 2020. -
PS21/4: Extension of Annual Financial Crime Reporting Obligation
This PS summarises our proposal to increase the number of firms who need to submit the annual financial crime report, which we refer to as ‘REP-CRIM’. -
Decision Notice 2020: Jon Frensham [pdf]
This provisional Decision Notice refers to what the FCA considers to be breaches of FIT by a financial adviser. This Decision Notice has been referred to the Upper Tribunal and will have no effect pending the determination of the case by the Tribunal -
PS21/3: Building operational resilience: Feedback to CP19/32 and final rules [pdf]
This Policy Statement (PS) summarises the feedback we received to CP19/32 and our response, and sets out final rules. -
Primary Market Bulletin 33
This edition of the FCA’s Primary Market Bulletin covers Brexit, major shareholding notifications, short selling and MAR Article 17. -
PS21/3 Building operational resilience
We are setting out our final rules and guidance on new requirements to strengthen operational resilience in the financial services sector. -
FS21/7: Open finance [pdf]
We summarise the feedback we received to our Call for Input, which explored the opportunities and risks from open finance. -
Handbook Notice 86 [pdf]
Handbook Notice 86.