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List of regulated insurers - March 2021
The FCA provides a list that contains all insurance companies that are currently authorised by the FCA and also contains all of the Lloyd's Managing Agents who manage the Syndicates that also provide insurance and reinsurance to customers in the UK. -
Information on investigations into firms failing to notify the FCA of a net short position - March 2021
The FCA answers questions related to investigations it has launched into firms failing to notify the FCA of a net short position for the last 5 years. -
Information on claims submitted by consumers under section 75 of the Consumer Credit Act - March 2021
The FCA provides data relating to claims submitted by consumers under section 75 of the Consumer Credit Act. -
Supplement for securities and futures firms (complex) – notes [doc]
These notes help answer questions in the Supplement for securities and futures firms (complex) form. It also helps explain why we require the information we ask you for. -
FCA response to the Complaints Commissioner's Report:FCA00851 [pdf]
FCA response to the Complaints Commissioner's Report: FCA00851. -
Supplement for firms selling investment and home finance [doc]
This supplement collects information that is specific to the type of business that the applicant firm is applying for. -
Information related to Whistleblowing - March 2021
The FCA provides data regarding whistleblowing. -
Application for authorisation - Supplement for firms selling investments and non-investment insurance contracts (notes) [doc]
Notes to help you fill in the supplement correctly. -
Welsh Language Scheme Annual Report for 2019/20 to the Welsh Language Commissioner [pdf]
Welsh Language Scheme Annual Report for 2019/20 to the Welsh Language Commissioner. -
Adroddiad Blynyddol Cynllun Iaith Gymraeg ar gyfer 2019/20 i Gomisiynydd y Gymraeg [pdf]
Pwrpas yr adroddiad monitro hwn yw amlinellu’r cynnydd sydd wedi’i wneud gan yr Awdurdod Ymddygiad Ariannol (yr FCA) yn ystod 2019/20 wrth ddarparu gwasanaethau yn unol â’n Cynllun Iaith Gymraeg ac adnabod meysydd i’w gwella yn y dyfodol.