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Disclosures in relation to sustainability matters, including climate change – Primary Market / TN / 801.4 [pdf]
Technical note -
Sponsors’ duty regarding directors of listed companies – Primary Market / TN / 718.3 [pdf]
Technical note -
Sponsors - Practical implications of competence requirements for sponsors and applicants – Primary Market / TN / 715.5 [pdf]
Technical note -
Sponsor Services - Principles for Sponsors - Primary Market / TN / 710.3 [pdf]
Technical note -
Eligibility process - Primary Market/PN/901.6 [pdf]
Eligibility process - Primary Market/PN/901.6 -
Sponsor transactions – adequacy of resourcing – Primary Market / TN / 709.6 [pdf]
Technical note -
Sponsors - Identifying and managing conflicts - Primary Market / TN / 701.5 [pdf]
Technical note -
The sponsor's role on working capital confirmations – Primary Market / TN / 704.5 [pdf]
Technical note -
Notice of Decision 2026: Your Mortgage Advice Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2026: Kings Car & Commercials Limited [pdf]
This Final Notice refers to a failure to satisfy the suitability and appropriate resources threshold condition. We imposed a cancellation.