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Video transcript: graduate stories [pdf]
Transcript for our video on graduates here at the FCA. -
Skilled persons information - October 2020
FCA provides information on skilled persons reports for fintechs and sandbox firms. -
Number of investigations opened and closed - October 2020
FCA provides information on the number of investigations opened and closed in 2020 and since 16 March. -
Information on Serious Organised Crime and Police Act 2005 agreements - October 2020
FCA provides information on SOCPA agreements. -
PS20/11: Removing barriers to intra-group switching and helping borrowers with maturing interest-only and part-and-part mortgages
We amended our rules on closed mortgage books in October 2020. We also issued temporary new guidance as part of our coronavirus (Covid-19) measures, which will end on 31 October 2021 -
Whistleblowing: who to contact [pdf]
If you think a firm or individual is involved in wrongdoing within an area the FCA regulates, and you want to report it confidentially, use this infographic to help you decide who to speak to within the FCA. -
Final Notice 2020: Goldman Sachs International (GSI) [pdf]
This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to wholesale conduct in the investment bank sector. We imposed a financial penalty. -
Mortgage firm enforcement action information - October 2020
FCA provides mortgage firm enforcement action information. -
Retail Mediation Activities Return (RMAR) information - October 2020
FCA provides Retail Mediation Activities Return (RMAR) information -
Approved persons prohibitions and suspensions 2014-2019 - October 2020
FCA provides approved persons prohibitions and suspensions information for non-regulatory offenses 2014-2019.