Publications
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Financial Services Regulatory Initiatives Forum - Minutes: April 2020 [pdf]
The minutes of the inaugural meeting of the Forum, which took place on 9 April 2020. -
Financial Services Regulatory Initiatives Forum - Minutes: September 2020 [pdf]
Financial Services Regulatory Initiatives Forum meeting minutes September 2020. -
Dear CEO letter: Business Interruption Insurance [pdf]
Following the Business interruption insurance test case judgment, the FCA’s next steps and expectations of insurers over the coming weeks and months. -
Decision Notice: Corrado Abbattista [pdf]
This Decision Notice refers to a breach of Article 15 of the Market Abuse Regulation. Our view is that the individual is not fit and proper and therefore a financial penalty and a prohibition should be imposed. -
Overdrafts and coronavirus: additional guidance for firms [pdf]
This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of overdraft customers. -
Consumer credit and Coronavirus: Additional Guidance for Firms [pdf]
This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of consumer credit customers. -
Overdrafts and coronavirus: Additional guidance for firms
This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of overdraft users. -
Consumer credit and coronavirus: Additional guidance for firms
This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of consumer credit consumers. -
Call for Input: Consumer investments
This call for input looks across the whole market and considers whether there are systemic issues that need to be fixed. -
Call for Input: The Consumer Investments Market [pdf]
This Call for Input (CFI) looks at areas where the consumer investment market is not working well for customers and seeks views on what changes we can make to improve protections and outcomes in this market.