Publications

Showing 8591 to 8600 of 18820 search results.

8591. Handbook Notice 78 [pdf]

      Handbook

      Published: 26/06/2020

      This Handbook Notice describes certain changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 21 May 2020 and 25 June 2020. Additionally, this Notice

8592. Final Notice 2020: Redcentric PLC [pdf]

      Final notices

      Published: 26/06/2020

      This final notice (Redcentric PLC) refers to a breach of section 118(7) FSMA and the committal of market abuse by the publishing of false and misleading information about the financial position of an AIM-listed company. We imposed a public censure

8593. Final Notice 2020: Net Direct Car Sales Limited [pdf]

      Final notices

      Published: 26/06/2020

      This final notice (Net Direct Car Sales Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and

8594. Final Notice 2020: John Joseph Cullen (trading as Bankpark Motors) [pdf]

      Final notices

      Published: 26/06/2020

      This final notice (John Joseph Cullen (trading as Bankpark Motors)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a

8595. Information on new insider dealing or market abuse cases per month from January 2018 to May 2020 - June 2020

      FOI releases

      Published: 26/06/2020

      Last modified: 25/10/2022

      FCA provides information on new insider dealing or market abuse cases per month from January 2018 to May 2020.

8596. Occasional Paper 50: Addendum [pdf]

      FCA research

      Published: 25/06/2020

      Addendum to Occasional Paper 50: Quantifying the High-Frequency Trading ‘Arms Race’: A Simple New Methodology and Estimates

8597. FCA Board Minutes: 13 May 2020 [pdf]

      Meeting minutes

      Published: 25/06/2020

      FCA Board Minutes: 13 May 2020

8598. Information on advice given to defined benefit pension scheme members by approved firms - June 2020

      FOI releases

      Published: 25/06/2020

      Last modified: 25/10/2022

      FCA provides information on advice given to defined benefit pension scheme members by approved firms.

8599. Securities Financing Transactions Regulation (SFTR) registration form [docx]

      Forms

      Published: 24/06/2020

      Application for registration for trade repositories providing services under the Securities Financing Transactions Regulations (SFTR).

8600. Securities Financing Transactions Regulation (SFTR) notes [docx]

      Forms

      Published: 24/06/2020

      Trade repository notes for applying to provide services under the Securities Financing Transactions Regulation (SFTR).