Publications
Search results
Showing 8671 to 8680 of 18820 search results.
-
Final Notice 2020: Premier Motor Group Limited [pdf]
This final notice (Premier Motor Group Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Heston Cars London Limited [pdf]
This final notice (Heston Cars London Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Dear CEO Letter to firms providing services to retail investors about coronavirus (Covid-19) [pdf]
In the last few days the UK, and the world in general, has faced an unprecedented set of circumstances linked to the coronavirus (Covid-19) emergency -
Information on financial adviser firms following the study on Defined Benefit pension transfers - June 2020
FCA provides information on financial adviser firms following the study on Defined Benefit pension transfer. -
CP20/7: Quarterly Consultation No 28 [pdf]
CP20/7: Quarterly Consultation No 28 -
PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance [pdf]
The FCA has published new rules and guidance on pension transfer advice, particularly defined benefit (DB) to defined contribution (DC) transfers. -
GC20/1: Advising on pension transfers [pdf]
The FCA is consulting on guidance on what it expects from firms when advising on pension transfers and conversions, particularly from defined benefit (DB) schemes to defined contribution (DC) schemes. -
FCA Board Minutes: 4 May 2020 [pdf]
FCA Board Minutes: 4 May 2020 -
Variation of EMD Authorisation / Registration [docx]
Variation of EMD Authorisation / Registration -
FCA Board Minutes: 30 April 2020 [pdf]
FCA Board Minutes: 30 April 2020